International business requires an international corporate philosophy. Are you open to new ideas and do you value cultural diversity? At Raiffeisen Bank International, we are pleased to have more than 16 million customers in 13 CEE countries. And our journey continues – with exciting new issues for us to tackle such as digitalisation and changing customer needs. Join us on our journey.

Senior Compliance Officer - Capital Markets Compliance (f/m/x)

Capital Markets Compliance, an organizational unit within our Group Compliance division, is responsible for the management of investor protection and market conduct rules (esp. MiFID2, WAG 2018) and the prevention and detection of market abuse (esp. MAR, BörseG 2018). 
 
To strengthen our dynamic and passionate team, we are currently looking for a motivated and results driven new colleague (f/m/x) who fits our team: 

What you can expect:
  • Analyzing regulatory requirements on investor protection and market conduct and developing smart implementation approaches with an end-to-end view to ensure regulatory compliance 
  • Providing guidance to the Markets & Investment Banking Division on applicable RBI policies and regulatory requirements on investor protection and market conduct 
  • Monitoring compliance with investor protection and market conduct rules (best execution, product governance, conflicts of interest, inducements, etc.) 
  • Performing market abuse prevention controls in RBI Compliance systems (e.g. market abuse alert handling) and ensuring that unusual or suspicious transactions are appropriately identified, documented, and suspicious transaction and order reports are filed 
  • Managing complex cases involving matters such as multiple relationship accounts (related parties), tiered and multi-faceted transactions and international transactions 
  • Supporting the development of compliance trainings programs and conducting trainings 
  • Performing group steering activities, participating in group-wide projects and initiatives, analyzing reports of RBI Group entities and conducting onsite visits to assess local implementation of group-wide standards, policies and processes 
  • Willingness to travel in Austria and abroad (esp. subsidiaries and branch offices in CEE/SEE) 
  • Cooperating with regulatory and law enforcement authorities (e.g. preparation of suspicious transaction and order reports, handling information requests) 
  • Driving continuous development and improvement of Compliance processes and Compliance IT system in line with evolving market standards and based on latest technologies (AI, machine learning, RPA, etc) 

What you bring to the table:
  • University degree in law, economics or comparable subject or significant professional experience in the financial industry 
  • Minimum 5 years of experience in a compliance department of a financial institution or with a financial market regulator with a focus on market conduct, investor protection or market abuse prevention 
  • In-depth understanding of financial markets, characteristics of financial instruments and trading processes 
  • Experience with analytical, data driven approaches, especially statistical/AI models of advantage 
  • Drive for and experience in innovation; Hands-on experience in adaptive approaches; a thinking ahead mentality, curiosity and eagerness to act in a highly demanding environment  
  • Must be able to prioritize work and effectively manage time.  
  • Team player, flexible and problem-solving personality, ability to work under pressure 
  • Excellent English and German skills, knowledge of CEE/SEE-languages of advantage 
  • Proficiency in MS applications (Excel, Power Point, Word) and PowerBI experience of advantage  

What we offer:
  • Join our dynamic and motivated team in one of the leading banking groups in Austria and Central and Eastern Europe and grow within a dynamic, motivated and career-minded team 
  • Work in a very international environment 
  • Work on an independent level with the possibility to lead your own projects 
  • State of the art learning and development opportunities 
  • EUR 60.000 annual gross salary incl. overtime – additional payment according to skills and experience 

RBI AG is committed to creating a diverse environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to age, ethnicity, race or color, national origin, religion, political or other opinion, gender, sexual orientation or disability.
 
We are looking forward to receiving your online application!
https://jobs.rbinternational.com
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